Finance Regulatory Reporting Officer
Interactive Investor, United Kingdom

WHO WE ARE:

interactive investor is an award-winning investment platform that puts its customers in control of their financial future.

We’ve been helping investors for over 25 years. We’ve seen market highs and lows and been resilient throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching 55 billion and over 400,000 customers.

For a simple, flat monthly fee we provide a secure home for your pensions, ISAs and investments. We offer a wide choice of over 40,000 UK and international investment options, including shares, funds, trusts and ETFs.

We also bring impartial, expert content from our award-winning financial journalists, highly engaged community of investors, and daily newsletters and insights.

WHAT WE STAND FOR:

It’s simple we want our customers to feel confident and in control, for interactive investor to go from strength to strength, and for ii to be a workplace where we can all thrive. Our customer-driven approach and bold values sit at the heart of this. We are honest, straight-talking and transparent with our customers and our colleagues. We are decisive and take ownership of what we say and deliver. We are ambitious and passionate about what we believe is right for our customers, our teams, ourselves and interactive investor.

PURPOSE OF ROLE:

A varied role which includes responsibility for performing the duties of the Treasury Back Office function, including the inputting of payments and journals to match the cash flows of the business on a day-to-day basis and the daily review of trade reconciliations, ensuring compliance with regulatory and associated Treasury limits.

This position also encompasses the production and oversight of prudential regulatory returns as well as supporting the Regulatory Reporting Manager on wider capital management and reporting activities.

Requirements

• Processing daily payments and journals in relation to treasury deposits
• Production of daily and monthly treasury reconciliations including the resolution of queries/reconciliation breaks as required
• Confirmation of treasury transactions in a timely manner
• Supporting the Treasury Front Office team to ensure the Treasury function operates smoothly and in line with all regulations
• Timely and accurate production of the firm’s prudential regulatory returns in adherence to the Investment Firm Prudential Regime
• Support on capital adequacy monitoring
• Production of accurate and timely internal reports covering month end forecast regulatory metrics against regulatory requirements and risk appetite
• Support the Regulatory Reporting Manager in wider compliance the firm’s prudential regulatory requirements including the firm’s annual Internal Capital Adequacy and Risk Assessment (ICARA) process
• Keep up to date with any changes in prudential regulatory requirements
• Assist with the identification and implementation of process improvements
• Maintain the appropriate knowledge, skills, and expertise to carry out the role competently.

• Strong attention to detail and organisation skills
• Experience of working within tight deadlines as required
• High degree of numeracy and accuracy with data entry experience
• Proficient in the use of Microsoft Excel and Powerpoint
• Finance experience or knowledge of payment processing
• Strong team player
• Excellent stakeholder management skills, including communication, planning and escalation
• Self-starter, quick learner, with an ability to adjust to change and the desire to take on responsibility is required
• Previous experience of working in the financial services sector
• Prior regulatory reporting experience and knowledge of the Investment Firm Prudential Regime or similar regulation is desirable but not required

PERSONAL ATTRIBUTES:

STRAIGHT TALKING | MOVING WITH SPEED | OWNING THE OUTCOME

• Clear communicator
• Strong team player
• Demonstrated passion and drive for delivering the best outcome
• Moving with speed delivering faster and better
• Decisive and take ownership of outcomes
• Not afraid to challenge and be open to challenges

Job Rewards and Benefits